Compliance Training

Principle amongst our range of additional services is the provision of compliance training.

Ongoing training can be an overlooked aspect of compliance, but we are able to ensure our clients maintain their regulatory knowledge by offering a range of training packages covering both standing and developing regulatory topics including:

• Compliance Induction. Download as PDF >
• Market Abuse. Download as PDF >
• Anti-Money Laundering. Download as PDF >
• Impending legislative changes, updates and implications.

Our consultants are adept at delivering the range of our packages, focusing on your business needs. The training can also be made bespoke and distributed in the form of reference guides.

We can also offer a range of other services including;

Compliance due diligence: Ensuring that the target company, in merger and acquisition situations, has adequate and fully operational compliance systems and controls in place

Providing interim management: Providing compliance and finance managers to cover short term situations and assist in sourcing full time replacements if required

Conducting investigations and litigation support: Assisting a company when allegations have been made internally or externally about the legal and ethical actions of the company or its personnel and assisting in the discovery process in litigation

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We make it our business to ensure the services we offer are clear and comprehensible. Here are some brief descriptions of terms we use in this section.

Found this useful? Request your free copy of the MMS Guide to City Jargon here >